Politics / World
The Securities and Exchange Commission has announced it is reviewing a proposal to treat holders of the FINRA Investment Banking Representative license (Series 79) and the Research Analyst licenses (Series 86 and 87) as…
A notice indicates that the Securities and Exchange Commission is evaluating whether to issue an order that would recognize holding a Certified Financial Planner (CFP) certification in good standing as a qualifying…
The U.S. Securities and Exchange Commission has announced it is evaluating a proposal to designate successful completion of an accredited investor exam, to be created by the Financial Industry Regulatory Authority…
The Securities and Exchange Commission has issued a notice indicating it is evaluating a possible rule that would allow individuals who hold a Chartered Financial Analyst designation in good standing to qualify as…
